Capture of Benzotriazole-Based Mannich Electrophiles by CH-Acidic Compounds

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Capture of Benzotriazole-Based Mannich Electrophiles by CH-Acidic Compounds Jean-Christophe M. Monbaliu, a,b Lucas K. Beagle, a Finn K. Hansen, a,c Christian V. Stevens, b Ciaran McArdle d and Alan R. Katritzky a,e a Center for Heterocyclic Compounds, Department of Chemistry, University of Florida, Gainesville, FL 32611-7200, USA b Department of Sustainable Organic Chemistry and Technology, Faculty of Bioscience Engineering, Ghent University, B-9000 Ghent, Belgium c Institut für Pharmazeutische und Medizinische Chemie, Heinrich Heine Universität Düsseldorf, Universitätsstr. 1, 40225 Düsseldorf, Germany d Henkel Ireland Ltd., Tallaght Business Park, Whitestown Industrial Estate, Tallaght, Dublin 24, Ireland e Chemistry Department, King Abdulaziz University, Jeddah, 21589 Saudi Arabia katritzky@chem.ufl.edu SUPPORTIG IFORMATIO 1. Generalities S1 2. Global electronic properties for iminium species 3a-e (Table S1) S2 3. Summary of the thermochemistry for compounds 1a-i and 2a,b (Figure S1, Tables S2-S4) S3 4. Mannich-type capture experiments S8 5. References S9 S1

1. Generalities 1.1 Experimental 1 H MR spectra were recorded at 300 MHz and 13 C MR spectra were recorded at 75 MHz on Gemini or Varian spectrometers at room temperature. All solvents were dried according to standard procedures. All commercially available substrates were used as received without further purification. 1.2 Computational Quantum chemical calculations were performed using the Gaussian 03 package of programs. 1 B3LYP method employing the 6-31+G** basis set with pure d functions and gradient techniques using internal coordinates and ewton-raphson steps with extremely tight optimization convergence criteria were used for geometry optimization and computation of vibrational properties (under STP conditions). Activation and reaction parameters were calculated from the standard thermochemistry output. The PCM model was used to model THF. Electronic properties were studied using the standard BO keyword. S2

2. Global electronic properties for iminium species 3a-e The global electrophilicity ( ) was computed using the procedure introduced by Domingo. 2 The ω parameter is a measure of the capability of a molecule to accept electrons and allows a quantitative assessment of electrophiles within the unique electrophilicity scale defined by Parr 4,5 in terms of two static global properties: chemical potential (μ) and chemical hardness (η) (Equation 1). ² (1) The chemical potential (μ) and chemical hardness (η) can be estimated from the oneelectron energies of the frontier molecular orbitals HOMO and LUMO, H and L according to Equations 2 3 and 3: 4 2 (2) (3) The global electrophilicity ( ) has been computed for iminium species 3a-e (See Table S1). Table S1. HOMO and LUMO energies, Chemical potential (µ), global hardness ( ) and global electrophilicity ( ) for iminium species 3a-e. Iminium HOMO LUMO µ (u.a.) (u.a.) (u.a.) (u.a.) (ev) 3a -0.54957-0.27198-0.4108 0.2776 8.3 3b -0.52027-0.2587-0.3862 0.2470 8.2 3c -0.50969-0.26271-0.3733 0.1276 14.9 3d -0.47003-0.25432-0.3996 0.1353 16.1 3e -0.4371-0.30953-0.4303 0.1629 15.5 S3

3. Summary of the thermochemistry for compounds 1a-i and 2a,b The thermomochemistry for compounds 1a-i and 2a,b was computed at 298.15 K in gas phase and in THF and at 338.15 K in THF (See Figure S1). In Tables S2-4, 1 refers to the 1 -isomer of benzotriazole, 2 refers to the 2 -isomer of benzotriazole, R1 refers to a benzotriazole substituted at position C5 and R2 refers to a benzotriazole substituted at position C6 (See Figure S1). X R R' R R' + X - R R' = a b c d e X = Bt, 1a-e X = Bt*, 1f-i X = Cl, 2a,b 3a-e Bt* = R'' H R'' = Me (1f), OMe (1g), Cl (1h), O 2 (1i) R R' R R' R'' R1 R'' R2 1 2 Figure S1. Summary of the structures computed (see Tables S2-S4). S4

Table S2. Thermochemistry computed at 298.15 K in gas phase Cpds Reactant (1a-i, and 2a,b) Product (3a-e) Product (X) ΔG ΔH G H G H G H Hartree Hartree Hartree Hartree Hartree Hartree kcal mol -1 kcal mol -1 1a1-569.002725-568.952521-173.548834-173.515254-395.274882-395.238226 112.3 124.9 1a2-569.001861-568.951385-173.548834-173.515254-395.274882-395.238226 111.8 124.2 1b1-646.392085-646.338773-250.945748-250.909682-395.274882-395.238226 107.6 119.8 1b2-646.394943-646.34154-250.945748-250.909682-395.274882-395.238226 109.4 121.5 1c1-644.016462-643.964387-248.519088-248.485391-395.274882-395.238226 139.6 151.1 1c2-644.017657-643.96602-248.519088-248.485391-395.274882-395.238226 140.4 152.1 1d1-660.072928-660.020928-264.55451-264.520872-395.274882-395.238226 152.8 164.3 1d2-660.074747-660.023456-264.55451-264.520872-395.274882-395.238226 154.0 165.9 1e1-676.120775-676.069949-280.586287-280.552978-395.274882-395.238226 162.9 174.9 1e2-676.119739-676.068464-280.586287-280.552978-395.274882-395.238226 162.3 174.0 1fR1-685.687563-685.62993-250.945748-250.909682-434.568457-434.527569 110.9 119.1 1fR2-685.687068-685.629439-250.945748-250.909682-434.568457-434.527569 106.3 114.1 1gR1-760.889489-760.82996-250.945748-250.909682-509.771154-509.726954 108.8 120.9 1gR2-760.887129-760.82759-250.945748-250.909682-509.771154-509.726954 108.5 120.6 1hR1-1105.99415-1105.9374-250.945748-250.909682-854.886056-854.845901 108.3 121.3 1hR2-1105.99354-1105.93677-250.945748-250.909682-854.886056-854.845901 106.8 119.8 1iR1-850.899147-850.838857-250.945748-250.909682-599.790485-599.748672 101.9 114.1 1rR2-850.899444-850.839236-250.945748-250.909682-599.790485-599.748672 101.5 113.7 2a -634.012014-633.974186-173.548834-173.515254-460.286486-460.269103 102.2 113.3 2b -711.401713-711.360613-250.945748-250.909682-460.286486-460.269103 102.4 113.5 S5

Table S3. Thermochemistry computed at 298.15 K in THF Cpds Reactant (1a-i, and 2a,b) Product (3a-e) Product (X) ΔG ΔH G H G H G H Hartree Hartree Hartree Hartree Hartree Hartree kcal mol -1 kcal mol -1 1a1-569.011259-568.961148-173.624841-173.59134-395.351318-395.314714 22.0 34.6 1a2-569.008684-568.958446-173.624841-173.59134-395.351318-395.314714 20.4 32.9 1b1-646.400599-646.347396-251.017491-250.981252-395.351318-395.314714 19.9 32.3 1b2-646.400752-646.347517-251.017491-250.981252-395.351318-395.314714 20.0 32.3 1c1-644.025498-643.974278-248.592779-248.559245-395.351318-395.314714 51.1 63.0 1c2-644.025235-643.973685-248.592779-248.559245-395.351318-395.314714 50.9 62.6 1d1-660.085278-660.034806-264.635402-264.602004-395.351318-395.314714 61.8 74.1 1d2-660.085627-660.034506-264.635402-264.602004-395.351318-395.314714 62.1 73.9 1e1-676.133097-676.082254-280.669089-280.635966-395.351318-395.314714 70.7 82.6 1e2-676.130544-676.079811-280.669089-280.635966-395.351318-395.314714 69.1 81.0 1fR1-685.696263-685.638813-251.017491-250.981252-434.645209-434.604419 21.1 33.3 1fR2-685.695664-685.638258-251.017491-250.981252-434.645209-434.604419 20.7 33.0 1gR1-760.899522-760.84013-251.017491-250.981252-509.848161-509.803888 21.3 34.5 1gR2-760.897545-760.838272-251.017491-250.981252-509.848161-509.803888 20.0 33.3 1hR1-1106.00238-1105.94578-251.017491-250.981252-854.957315-854.917239 17.3 29.7 1hR2-1106.0021-1105.94549-251.017491-250.981252-854.957315-854.917239 17.1 29.5 1iR1-850.91054-850.850495-251.017491-250.981252-599.860165-599.818365 20.6 31.9 1rR2-850.911635-850.851617-251.017491-250.981252-599.860165-599.818365 21.3 32.6 2a -634.02227-633.982132-173.624841-173.59134-460.382725-460.365341 9.2 16.0 2b -711.413535-711.370878-251.017491-250.981252-460.382725-460.365341 8.4 15.2 S6

Table S4. Thermochemistry computed at 338.15 K in THF Cpds Reactant (1a-i, and 2a,b) Product (3a-e) Product (X) ΔG ΔH G H G H G H Hartree Hartree Hartree Hartree Hartree Hartree kcal mol -1 kcal mol -1 1a1-569.018204-568.958027-173.629419-173.590026-395.356335-395.313021 20.4 34.5 1a2-569.015468-568.955372-173.629419-173.590026-395.356335-395.313021 18.6 32.8 1b1-646.407951-646.344-251.022455-250.979628-395.356335-395.313021 18.3 32.2 1b2-646.408107-646.344129-251.022455-250.979628-395.356335-395.313021 18.4 32.3 1c1-644.032569-643.971113-248.597366-248.557841-395.356335-395.313021 49.5 62.9 1c2-644.032349-643.970526-248.597366-248.557841-395.356335-395.313021 49.4 62.5 1d1-660.092242-660.031735-264.639966-264.600669-395.356335-395.313021 60.2 74.1 1d2-660.092678-660.031442-264.639966-264.600669-395.356335-395.313021 60.5 73.9 1e1-676.140105-676.079272-280.67361-280.634723-395.356335-395.313021 69.1 82.5 1e2-676.137536-676.076839-280.67361-280.634723-395.356335-395.313021 67.5 81.0 1fR1-685.70421-685.635013-251.022455-250.979628-434.650813-434.602326 19.4 33.3 1fR2-685.703605-685.634458-251.022455-250.979628-434.650813-434.602326 19.0 32.9 1gR1-760.907742-760.836115-251.022455-250.979628-509.854246-509.801571 19.5 34.5 1gR2-760.90575-760.834258-251.022455-250.979628-509.854246-509.801571 18.2 33.3 1hR1-1106.010196-1105.942137-251.022455-250.979628-854.962815-854.915296 15.6 29.6 1hR2-1106.009919-1105.941848-251.022455-250.979628-854.962815-854.915296 15.5 29.4 1iR1-850.918845-850.84653-251.022455-250.979628-599.880102-599.828511 10.2 24.1 1rR2-850.919937-850.847653-251.022455-250.979628-599.880102-599.828511 10.9 24.8 2a -634.027761-633.980459-173.629419-173.590026-460.385077-460.365025 8.3 15.9 2b -711.419383-711.368892-251.022455-250.979628-460.385077-460.365025 7.4 15.2 S7

4. Mannich-type capture experiments: reaction of 4a with iminium releasing compounds 1a-i and 2a,b Compound 4a (1 mmol) was added to a solution of electrophile (1 mmol of 1a-1i or 2a,b; see Table 4 in manuscript) in anhydrous THF (20 ml) and heated under reflux conditions for 18 hours. The solvent was then removed under reduced pressure. The sample was then dissolved in CDCl 3 (2 ml) and analyzed by 1 H MR. Completeness of the reaction was monitored by integration of the relevant signals of the Mannich-type capture product. S8

5. References 1. Gaussian 03, Revision E.01, M. J. Frisch, G. W. Trucks, H. B. Schlegel, G. E. Scuseria, M. A. Robb, J. R. Cheeseman, J. A. Montgomery, Jr.. T. Vreven, K.. Kudin, J. C. Burant, J. M. Millam, S. S. Iyengar, J. Tomasi, V. Barone, B. Mennucci, M. Cossi, G. Scalmani,. Rega, G. A. Petersson, H. akatsuji, M. Hada, M. Ehara, K. Toyota, R. Fukuda, J. Hasegawa, M. Ishida, T. akajima, Y. Honda, O. Kitao, H. akai, M. Klene, X. Li, J. E. Knox, H. P. Hratchian, J. B. Cross, V. Bakken, C. Adamo, J. Jaramillo, R. Gomperts, R. E. Stratmann, O. Yazyev, A. J. Austin, R. Cammi, C. Pomelli, J. W. Ochterski, P. Y. Ayala, K. Morokuma, G. A. Voth, P. Salvador, J. J. Dannenberg, V. G. Zakrzewski, S. Dapprich, A. D. Daniels, M. C. Strain, O. Farkas, D. K. Malick, A. D. Rabuck, K. Raghavachari, J. B. Foresman, J. V. Ortiz, Q. Cui, A. G. Baboul, S. Clifford, J. Cioslowski, B. B. Stefanov, G. Liu, A. Liashenko, P. Piskorz, I. Komaromi, R. L. Martin, D. J. Fox, T. Keith, M. A. Al- Laham, C. Y. Peng, A. anayakkara, M. Challacombe, P. M. W. Gill, B. Johnson, W. Chen, M. W. Wong, C. Gonzalez, and J. A. Pople. Gaussian. Inc., Wallingford CT, 2004. 2. See for example: (a) L. R. Domingo and P. Pérez, Org. Biomol. Chem., 2011, 9, 7168-7175; (b) L. R. Domingo and J. A. Sáez, Org. Biomol. Chem., 2009, 7, 3576-3583; (c) L. R. Domingo, E. Chamorro, and P. Pérez, J. Org. Chem., 2008, 73, 4615-4624; (d) L. R. Domingo, J. A. Sáez, and P. Pérez, Chem. Phys. Lett., 2007, 438, 341-345; (e) M. J. Aurell, L. R. Domingo, P. Pérez, and R. Contreras, Tetrahedron, 2004, 60, 11503-11509; (f) P. Perez, L. R. Domingo, M. J. Aurell, and R. Contreras, Tetrahedron. 2003. 59. 3117-3125; (g) L. R. Domingo. P. Perez. and R. Contreras. J. S9

Org. Chem., 2003, 68, 6060-6062; (h) L. R. Domingo, M. J. Aurell, P. Pérez, and R. Contreras, Tetrahedron, 2002, 58, 4417-4423. 3. R. G. Parr and W. Yang, Density Functional Theory of Atoms and Molecules; Oxford University: ew-york, 1989. 4. R. G. Parr and R. G. Pearson, J. Am. Chem. Soc., 1982, 105, 7512-7516. 5. R. G. Parr, L. von Szentpály, S. Liu, J. Am. Chem. Soc., 1999, 121, 1922. S10