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From Classical to Quantum Field Theory 1 D. E. Soper 2 University of Oregon Physics 665, Quantum Field Theory 13 October 2010 1 Classical Mechanics Let φ J (t), J = 1, 2, 3, be the position of a particle at time t. To describe the mechanics of such a particle in a potential V, we use the action (with repeated indices J implying summation) S[φ] = dt { 1 2 m φ J (t) φ J (t) V (φ(t)). (1) The integral runs from an initial time t I to a final time t F. The notation S[φ] indicates that S depends on the whole function φ, as distinct from φ(t) at any one time t. We consider a small change in φ, φ J (t) φ J (t) + δφ J (t), (2) where δφ(t) is suitably smooth and vanishes at the initial time t I and the final time t F. We define the variation, δs, of the action by S[φ + δφ] = S[φ] + δs[φ, δφ] + O(δφ 2 ), (3) where δs is linear in δφ. This is the definition. Calculation gives δs = = { dt m φ J (t) δ φ V (φ(t)) J (t) δφ J (t) φ J { dt m φ V (φ(t)) J (t) δφ J (t). (4) φ J There is no surface term here because δφ vanishes at the integration endpoints. 1 Copyright, 2010, D. E. Soper 2 soper@physics.uoregon.edu 1

This illustrates an important mathematical concept, the functional derivative. The functional derivative δs (5) δφ J (t) is a function of t such that δs[φ, δφ] = dt δs δφ J (t) δφ J(t). (6) Thus δs/δφ J (t) is something like the partial derivative of S with respect to the value of φ J at time t. However, this doesn t make sense if taken too literally since we can t change φ J at just one time. In some applications, the functional derivative could be a distribution or generalized function that is not an ordinary function but, for instance, contains delta functions. In the present case, our calculation shows that δs δφ J (t) = m φ V (φ(t)) J (t). (7) φ J The principle of stationary action says that the function φ J (t) actually chosen by nature is one for which δs = 0 for every allowed δφ. That is δs δφ J (t) = 0. (8) We then obtain a second order differential equation for φ J (t): m φ V (φ(t)) J (t) =. (9) φ J That is, F = ma, where F is minus the gradient of the potential. Exercise. Calculate δs/δφ(t) for 1. S[φ] = dt ( φ(t)) 3 2. S[φ] = dt cos(φ(t)) ( φ(t)) 2 3. S[φ] = dt exp[ ( φ(t)) 2 ] 4. S[φ] = (φ(t A )) 2, where t A is a fixed time. 5. S[φ] = ( φ(t A )) 2, where t A is a fixed time. 2

2 Classical field theory We consider a field φ(x) = φ(t, x). This is the simplest kind of field and is analogous to the vector potential A µ (x) in electrodynamics. Just think of φ as specifying an independent dynamical variable for each value of x. Thus x replaces J in the previous section. We replace J by d x. The equations of motion for φ can be specified by giving an action and saying that we apply the principle of stationary action. A common form of the action is S[φ] = dx L ( µ φ(x), φ(x)). (10) Here L is called the Lagrangian density, or often just the Lagrangian even though strictly speaking the Lagrangian is the integral of L over x. A typical example is L = 1 2 ( µφ)( µ φ) 1 2 m2 φ 2 1 4! λφ4. (11) We consider variations δφ of φ that are nice smooth functions of x and vanish at t F and t I and at x. The functional derivative of the action with respect to φ(x) is defined by S[φ + δφ] = S[φ] + The principle of stationary action says that δs = vanishes for every allowed δφ. That is dx δs[φ] δφ(x) δφ(x) + O(δφ2 ). (12) dx δs[φ] δφ(x) δs[φ] δφ(x) For an action of the form of Eq. (10) we calculate δφ(x) (13) = 0. (14) δs[φ] δφ(x) = µ L( α φ(x), φ(x)) ( µ φ) + L( αφ(x), φ(x)). (15) φ For the specific action Eq. (11) we have δs[φ] δφ(x) = µ µ φ(x) m 2 φ(x) λ 3! φ(x)3. (16) 3

Thus the equation of motion is the partial differential equation µ µ φ(x) = m 2 φ(x) λ 3! φ(x)3. (17) We can see the analogy with electrodynamics. The parameter m would be the photon mass, but the photon mass is zero, so set m = 0. Then we have the wave equation with a source (λ/3!) φ(x) 3 for the waves instead of the electromagnetic current J µ (x). 3 Symmetries and Noether s Theorem The theorem is An invariance of S[φ] gives a conservation law. Instead of stating the theorem in its most general form we give three examples. 1) φ J (x), J = 1, 2,..., N with L = 1 2 ( µφ J )( µ φ J ) 1 2 m2 φ J φ J 1 4! λ (φ Jφ J ) 2. (18) Consider an infinitesimal O(N) rotation, with A JK = A KJ. Then one easily sees that Then 0 = δl = L( αφ, φ) ( µ φ J ) = µ L( α φ, φ) ( µ φ J ) δφ J (x) = A JK φ K (x) δθ (19) µ δφ J (x) + L( αφ, φ) φ J δl = 0. (20) δφ J δφ J + L( αφ, φ) φ J δφ J + µ { L( α φ, φ) ( µ φ J ) δφ J = δs[φ] δφ J (x) δφ J(x) µ J µ (x)δθ (21) 4

where or We calculate J µ (x)δθ = L( αφ, φ) ( µ φ J ) J µ (x) = L( αφ, φ) ( µ φ J ) δφ J. (22) A JK φ J (x) (23) J µ (x) = ( µ φ J (x)) A JK φ J (x) (24) for our particular lagrangian. When the fields obey their equations of motion, δs[φ]/δφ J (x) = 0, then µ J µ (x) = 0. We are familiar with the fact that µ J µ (x) = 0 is the statement that the quantity d x J 0 (x) is conserved. We interpret J 0 as the density of the conserved stuff and J as the current of this stuff. Exercise. Consider φ J (t) with J = 1, 2, 3 and S[φ] = dt { 1 m φ 2 J (t) φ J (t) V (φ J (t)φ J (t)). (25) The Lagrangian is invariant under a change of φ with δφ J = A JK φ K δθ (26) with A JK = A KJ. How does Noether s Theorem work in this case of ordinary mechanics instead of field theory? What are the conserved quantities? What is their physical interpretation? 2) Consider an infinitesimal translation, φ (x) = φ(x a), or δφ(x) = a ν ν φ(x) (27) Then, assuming that L depends on φ and its derivatives but not directly on x, we have δl(x) = a ν ν L(x). (28) Then 0 = δl + a ν ν L = L( αφ, φ) ν δφ(x) + L( αφ, φ) φ = ν L( α φ, φ) δφ + L( αφ, φ) φ δφ + a ν ν L δφ + ν { L( α φ, φ) δφ + a ν L = δs[φ] δφ(x) δφ(x) a µ ν T (x) µν (29) 5

where or a µ T (x) µν = L( αφ, φ) ( ν φ J ) T (x) µν = L( αφ, φ) There are four conserved quantities, δφ a µ g µν L. (30) ( µ φ(x)) g µν L. (31) P µ = d x T µ0 (32) These are the components of the energy and momentum. Exercise. For L = 1 2 ( µφ)( µ φ) 1 2 m2 φ 2 1 4! λ φ4. (33) what is T µν? In particular, what is the energy density T 00? 3) Consider an infinitesimal Lorentz transformation, φ (x) = φ(λx) φ(x ν δθa ν µx µ ), or δφ(x) = δθa ν µx µ ν φ(x) (34) where A νµ = A µν. Then since L depends on φ and its derivatives but not directly on x, we have δl(x) = δθa ν µx µ ν L(x). (35) Then (using the antisymmetry of A in the third line below) 0 = δl + δθa ν µx µ ν L = L( φ, φ) = ν L( φ, φ) ν δφ(x) + δφ + L( φ, φ) φ L( φ, φ) φ δφ + δθa ν µx µ ν L δφ + ν { L( φ, φ) δφ + δθa ν µx µ L = δs[φ] δφ(x) δφ(x) + 1 2 δθ A αβ ν M(x) αβν (36) 6

where 1 2 δθ A αβm(x) αβν L( φ, φ) = δφ + δθa ν µx µ L L( φ, φ) = δθa αβ x β α ϕ + δθg να A αβ x β L = 1 { L( φ, φ) 2 δθ A αβ [x α β x β α ] ϕ [g νβ x α g να x β ]L (37) or M(x) αβν = L( φ, φ) [x α ( β ϕ) x β ( α ϕ)] [g νβ x α g να x β ]L. (38) There are six conserved quantities (considering the antisymmetry in {α, β), J αβ = d x M αβ0 (39) These are the components of the angular momentum. Exercise. For our sample field theory, evaluate M 120 and M 030. 4 Quantization We have seen how to get a classical field theory from a lagrangian density L. But how do we get a quantum field theory? The fields should have the same equations of motion as in the classical field theory. But they should be operators. The question then is, what sort of operation to they perform. It turns out that we will learn just about everything about what the operators do if we know their commutation relations with one another. Thus we investigate commutation relations. We base the theory on classical mechanics. Consider the lagrangian L = d x L( x, t). (40) This is really the lagrangian, whereas L is the lagrangian density (even though we will sometimes be sloppy and call L the lagrangian). In our 7

treatment, we consider space and time in very different roles. At any time t there is a function ϕ of x such that φ( x, t) = ϕ( x). The function ϕ, treated as a whole, is an element of a function space that represents the dynamical coordinates of our system, just like the position of a particle in three dimensional space or a particle on the surface of a sphere. For a later time t, φ( x, t) defines a new function ϕ of x. Thus we have a different value of ϕ for each t, which we can call ϕ(t). The function ϕ(t), when evaluated at x is ϕ(t; x) = φ( x, t). Mostly, however, we will omit writing the parameter t. Similarly, at any time t the function φ( x, t)/dt defines a function of x, which we can call ϕ. This function represents the rate of change of the dynamical coordinates, the velocities. In this sense, we can consider L to be a function L[ϕ, ϕ] of these two functions. (Cf. L(Q, Q) in classical mechanics, where Q depends on the time and may have many components, Q α (t).) Following classical mechanics, we define the canonical momenta π( x) = δl[ϕ, ϕ] δ ϕ( x). (41) This is a functional derivative, defined by { δl[ϕ, ϕ] δl[ϕ, ϕ] d x δϕ( x) δϕ( x) + δl[ϕ, ϕ] δ ϕ( x) δ ϕ( x). (42) This is the general definition, but for our sample lagrangian density we have the simple result L = 1 2 ϕ2 1 2 ( ϕ) ( ϕ) 1 2 m2 ϕ 2 1 4! λϕ4 (43) π( x) = ϕ( x). (44) In classical mechanics in the hamiltonian formulation, we solve for ϕ in terms of ϕ and π and then consider everything to be a function of ϕ and π insteat of ϕ and ϕ. Then if A is a function of ϕ and π, we define variational derivatives by { δa[ϕ, π] δa[ϕ, π] d x δϕ( x) δϕ( x) + δa[ϕ, π] δπ( x) δπ( x). (45) Note that ϕ( y) defines a perfectly nice function of ϕ and π, so we should be able to write its functional derivatives with respect to ϕ( x) and π( x). These 8

are, according to the definition δϕ( y) δϕ( x) δϕ( y) δπ( x) = δ( y x) = 0. (46) Similarly δπ( y) δϕ( x) δπ( y) δπ( x) = 0 = δ( y x). (47) Again following classical mechanics we define the Poisson bracket of any two functions A and B of ϕ and π, { δa[ϕ, π] {A[ϕ, π], B[ϕ, π] PB d x δϕ( x) δb[ϕ, π] δπ( x) δb[ϕ, π] δϕ( x) Especially important are the elementary Poisson brackets {ϕ( y), π( z) PB = δ( y z) {ϕ( y), ϕ( z) PB = 0 δa[ϕ, π]. δπ( x) (48) {π( y), π( z) PB = 0. (49) Now comes the essential observation. The algebra of Poisson brackets is essentially the same as the algebra of commutators. For example and and also {A, B PB = {B, A PB (50) {A, βb + γc PB = β {A, B PB + γ {A, C PB (51) {A, BC PB = B {A, C PB + {A, B PB C. (52) These hold also for commutators of operators. The only difference is that in the case of commutators, in the last relation the operator ordering for products of operators has to be as I wrote it, while for Poisson brackets we 9

are talking about multiplication of numbers and the ordering of factors does not matter. Based on this observation, one replaces {A, B PB by i [A, B]. In particular, for quantum field theory, the operators ϕ( x) and π( x) obey the commutation relations [ϕ( y), π( z)] = iδ( y z) [ϕ( y), ϕ( z)] = 0 [π( y), π( z)] = 0. (53) Exercise. Suppose that we start with classical mechanics, with variables φ J that depend on time. How do we turn the classical mechanics into quantum mechanics? 5 The hamiltonian equations of motion We can construct the hamiltonian according to the usual prescription in classical mechanics: δl[ϕ, ϕ] H = d x ϕ( x) L. (54) δ ϕ( x) This is where the hamiltonian density is H = d x H( x), (55) H = δl[ϕ, ϕ] δ ϕ( x) ϕ( x) L. (56) Exercise. Assuming that L = d x L where L is a function of φ(x), φ(x)/ t and φ(x), what is the relation between H and the energy density T 00 that is conserved because of Noether s Theorem? Now to do classical mechanics in the hamiltonian formulation, we eliminate ϕ in favor of π and ϕ and write H in terms of these variables. Thus, for instance, with L = 1 2 ϕ2 1 2 ( ϕ) ( ϕ) 1 2 m2 ϕ 2 1 4! λϕ4 (57) 10

we have and so H = ϕ 2 L = 1 2 ϕ2 + 1 2 ( ϕ) ( ϕ) + 1 2 m2 ϕ 2 + 1 4! λϕ4 (58) H[ϕ, π] = ϕ = π (59) d x { 1 2 π2 + 1 2 ( ϕ) ( ϕ) + 1 2 m2 ϕ 2 + 1 4! λϕ4. (60) The classical equations of motion in the hamiltonian formulation are t ϕ(t; x) = {H[ϕ, π], ϕ(t; x) PB t π(t; x) = {H[ϕ, π], π(t; x) PB. (61) With our rule about turning Poisson brackets into commutators, these become the quantum equations of motion, ϕ(t; x) t = i [H[ϕ, π], ϕ(t; x)] π(t; x) t = i [H[ϕ, π], π(t; x)]. (62) Let s try this, using our sample theory and the elementary commutation relations. We have [ [H[ϕ, π], ϕ(t; x)] = d y 1 2 π( y) 2, ϕ(t; x) ] (63) [H[ϕ, π], ϕ(t; x)] = = = [ d y 1 2 π( y) 2, ϕ(t; x) ] d y 1 {π( y) [π( y), ϕ(t; x)] + [π( y), ϕ(t; x)] π( y) 2 d y 1 {π( y)( i)δ( y x) + ( i)δ( y x)π( y) 2 = iπ( x). (64) so we get ϕ(t; x) = π(t; x). (65) t which, we recall, was the definition of π in terms of ϕ. 11

Exercise. Use the commutation relations to find the equation of motion for π(t; x) in our example theory. Compare to the equation of motion from the principle of stationary action. Exercise. In the previous exercise we found that [P 0, ϕ(t; x)] = i ϕ(t; x)/ t [P 0, π(t; x)] = i π(t; x)/ t (66) where P 0 = d x T 00. Use the commutation relations for our sample theory to find something similar for [P j, ϕ(t; x)] and [P j, π(t; x)] where P j = d x T j0. 12