RAPHAEL [10] PETERAF [11] [12] TALLMAN [5] ; ( ) ; ( ) [8] [3] [4] [9] ; 8 2 ; 2.1 ( 1) [13] ; 1783

8 12 201112 ChineseJournalofManagement Vol.8No.12 Dec.2011 ( ) : 8 ; : ; :C93;F276.7 :A :1672884X(2011)12178210 AnEmpiricalStudyonInternationalCapabilityBuildingand ItsImpactontheStrategiesofChineseBanks WU Xiaoyun WU Huamin (NankaiUniversityTianjinChina) Abstract:Thispaperstudieshowtheinternationalcapabilitiesafecttheinternationalstrategies ofchinesebanksandthefactorsthatinfluencethecapabilitybuildingintheinternationalexpansion. Usingtimeseriesdataof8Chinesebanksthispaperempiricalyteststheconceptualmodelproposed byanonparametrictechnologyintheprocessofinternationalcapability measurement.theresults showthattheinternationalcapabilitiesofchinesebanksmakeapositiveimpactontheinternational strategieswhiletheorganizationallearningalsopositivelyinfluencestheinternationalcapabilitiesof Chinesebanks.Moreovertheinternationalexperiencecontributesalottotheinternationalstrate gies.finalythetheoreticalproposalsareprovidedforinternationaldevelopmentofchinesebanks. Keywords:internationalcapability;internationalstrategy;bankingsector 1 3 ; FDI [12] [34] ; [5] ; [6] [7] :20110309 : (70872054) 1782

RAPHAEL [10] PETERAF [11] [12] TALLMAN [5] ; ( ) ; ( ) [8] [3] [4] [9] ; 8 2 ; 2.1 ( 1) 1 2.2 2.2.1 [13] ; 1783

8 12201112 ( 1) 2 1 ; ; ; ;; ; ; 2.2.2 LEVITT [9] ;HSU [17] 2 2 1 [1415] ; 2 ; [15] ; 3 [14] ; 2 ( ) [18] DIERICKX [16] [19] 1784

[1] [21] [22] 2 : [23] [20] [4] TALLMAN [5] ; : 3 : [24] [25] 1 2 2.2.3 [6] ; [26] 2 1 [3] [242728] [17] [3] [17] 2 1785

8 12201112 [29] [30] [17] : 4 5 DUTTA [30] 3 MCGRATH [31] DUTTA [30] ( ) ( ) [10] DUTTA : [30] (SFE) 6 DUTTA [30] 3 :1 3.1 2002~2009 2 ; ; BCC(VRS) : 1 minθ n 8 烄 X jλj θxk j=1 n Y jλj Yk s.t. VRS j=1 (1) 烅 2 n 201012 15 λj =1 j=1 烆 λj 0 j=12 n 1 : 2002~2009 ; ; 3.2 2 20101028 1 2 : 1786

X j j ;Y j 3 [35] j ;X k Y k [736] k ;n θ 0<θ 1 θ=1 (1) n JEFFREY [36] ( ) 1 ; ( : ) ( :) ( : ) :1 [32] 4 2 [1] DEAP2.1 (1) θ 0 1 [38] 2004~2009 0.72 0.77 0.824 0.719 0.839 1 2 MAGNUS SON [33] [9] [37] [1] 5 [39] 1 (2002~2009) 1979 1979 :1 [34] 1979 1979 ( 2008 2918 2697 92.4%) ; 1 2 2010125 2010( ) 3 1979 : 95% 30%~50% 1787

8 12201112 DW 8 TSENG [1] 6 TSENG [1] [40] Y1 =Y1 槡 2 1-ρ Xj1 = X j1 槡 2 1-ρ (j=12 k) (2) 4 1 ;Y 1 X j1 8 4.1 1 ; ρ 2 pearson 2 3 4 2 1 2 3 4 5 1 5.28% 7.57 1 2 13.63 7.90 0.826 1 3 14.42% 5.48 0.434 0.365 1 4 0.65 0.29 0.247 0.004 0.445 1 5 2.78 0.97 0.802 0.890 0.295-0.45 1 6 4.96 0.57 0.339 0.589 0.193-0.16 0.71 : p <0.05 p <0.01 ( ) ( ) 4 1 ( 3) 1 (TOL) (VIF) (CI) 2 3 TOL>0.1VIF <10CI< 30>0.01 4.2 3 1 F (F = 3 1 2 3 4 0.183-0.033-0.017 0.146 0.432 0.421 0.537 0.068 0.061 0.282 0.292 0.419 0.414 0.032 R 2 0.254 0.033 0.697 0.698 AdjR 2 0.207 0.004 0.645 0.633 ΔR 2 0.254 0.033 0.664 0.001 F 5.439 1.141 13.338 10.766 : p<0.001 8 1 Y 1 X j1 8 1 TOL VIF 0.7 4 5.439p <0.01) ( β = 0.537p < 0.01) 2 1 2 F R 2 AdjR 2 3 4 1788

5 5.1 :1 2 3 F (F=13.338 p<0.001)r 2 AdjR 2 0.697 0.645 2 3ΔR 2 0.664 3 34 ( β = 0.432p<0.05) 4 4 1 5.2 1 2010 210 ( ) ( β =0.282p<0.05) 3 ( β = ; 0.419p<0.05) 5 2 2 2 :1 4F (F=10.766 p<0.001) 3 4ΔR 2 0.001 6 3 20 80 2 1789

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