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1 Supplementary Information for Organocatalytic Asymmetric Intramolecular [3+2] Cycloaddition: A Straightforward Approach to Access Multiply Substituted Hexahydrochromeno[4,3-b]pyrrolidine Derivatives in High Optical Purity Nan Li, a,b Jin Song, c Xi-Feng Tu, c Bin Liu, c Xiao-Hua Chen, c and Liu-Zhu Gong a,c * a. Chengdu Institute of Organic Chemistry, Chinese Academy of Sciences, Chengdu, , China b. Graduate School of Chinese Academy of Sciences, Beijing, , China c. Hefei National Laboratory for Physical Sciences at the Microscale and Department of Chemistry, University of Science and Technology of China, Hefei, , China. gonglz@ustc.edu.cn General data: NMR spectra were recorded on a Brucker-400 MHz spectrometer. Optical rotations were measured on a Perkin-Elmer 241 Polarimeter at = 589 nm (sodium D line). HRMS (Micromass GCT-MS) spectra were recorded on P-SIMS-Gly of Bruker Daltonics Inc. Infrared spectra were recorded on a Nicolet MX-1E FT-IR spectromter. Melting points were determined on a digital melting point apparatus and temperatures were uncorrected. HPLC analysis was performed on Waters-Breeze (2487 Dual Absorbance Detector and 1525 Binary HPLC Pump). Chiralpak AS, AD, OD and IA columns were purchased from Daicel Chemical Industries, Ltd. Toluene was refluxed with sodium and benzophenone and distilled prior to use. Petroleum ether and ethyl acetate for column chromatography were distilled before use. The relative and absolute configuration of 3d was assigned by the X-ray analysis. Materials: All starting materials were purchased from Acros, Alfa Aesar, Aldrich and used directly The preparation of chiral phosphoric acid 4g: Chiral catalyst was prepared on the base of the literature procedures. 1 General Procedure for the synthesis of aldehyde substrates. Different substituted 2-hydroxybenzaldehydes, (E)-ethyl 4-bromobut-2-enoate or (E)-methyl 4-bromobut-2-enoate and K 2 CO 3 were dissolved in DMF. After the reaction system was heated at 70 o C under argon for 4 hours, it was filtrated and then added H 2 O. The mixture was extracted with EtOAc (20 ml X 3). The combined organic phases were washed with H 2 O and saturated NaCl, and dried over anhydrous S1

2 Na 2 SO 4. After removal of solvent under reduced pressure, the residue was purified through flash column chromatography on a silica gel (eluent: petroleum ether: ethyl acetate) to give the pure products. (E)-Ethyl 4-(2-formylphenoxy)but-2-enoate (1a). 67% yield (Flash column chromatography eluent, petroleum ether / ethyl acetate = 80: 1 to 10: 1); yellow solid, mp: o C; 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 1.31 (t, J= 7.1 Hz, 3H), 4.20 (q, J= 7.1 Hz, 2H), 4.82 (q, J= 2.0 Hz, 2H), (m, 1H), 6.94 (d, J= 8.4 Hz, 1H), (m, 2H), (m, 1H), 7.87 (dd, J 1 = 1.8 Hz, J 2 = 15.3 Hz, 1H), (s, 1H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 14.59, 61.12, 67.29, , , , , , , ; IR (KBr): γ 3399, 2986, 2874, 1714, 1688, 1663, 1600, 1479, 1438, 1379, 1305, 1249, 1183, 1075, 1041, 969, 946, 850, 769, 682, 661, 614 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 13 H 14 O 4 ) + requires m/z , found m/z (E)-Ethyl 4-(4-chloro-2-formylphenoxy)but-2-enoate (1b). 67% yield (Flash column chromatography eluent, petroleum ether / ethyl acetate / CH 2 Cl 2 = 30: 1: 1); white solid, mp: o C; 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 1.26 (t, J= 7.1 Hz, 3H), 4.16 (q, J= 7.1 Hz, 2H), 4.77 (q, J= 2.0 Hz, 2H), (m, 1H), 6.85 (d, J= 8.9 Hz, 1H), (m, 1H), 7.44 (dd, J 1 = 2.7 Hz, J 2 = 17.7 Hz, 1H), (s, 1H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 14.58, 61.19, 67.68, , , , , , , , , , ; IR (KBr): γ 3408, 2986, 2908, 2869, 1719, 1684, 1594, 1482, 1437, 1307, 1272, 1183, 1127, 1040, 975, 844, 680 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 13 H 13 ClO 4 ) + requires m/z , found m/z (E)-Ethyl 4-(2-formyl-4-methoxyphenoxy)but-2-enoate (1c). 72% yield (Flash column chromatography eluent, petroleum ether / ethyl acetate= 70: 1 to 40: 1); yellow solid, mp: o C; 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 1.30 (t, J= 7.1 Hz, 3H), 3.80 (s, 3H), 4.20 (q, J= 7.1 Hz, 2H), 4.78 (q, J= 2.0 Hz, 2H), 6.19 (d, J= 15.7 Hz, 1H), 6.90 (d, J= 9.0 Hz, 1H), (m, 2H), 7.35 (d, J= 3.0 Hz, 1H), (s, 1H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 14.22, 55.84, 60.71, 67.64, , , , , , , , , , ; IR (KBr): γ 3438, 2981, 2874, 1720, 1677, 1616, 1496, 1450, 1285, 1214, 1184, 1087, 1035, 942, 873, 817, 728, 647 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 14 H 16 O 5 ) + requires m/z , found m/z (E)-Ethyl 4-(2-formyl-5-methoxyphenoxy)but-2-enoate (1d). 78% yield (Flash column S2

3 chromatography eluent, petroleum ether / ethyl acetate= 70: 1 to 40: 1); yellow solid, mp: o C; 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 1.31 (t, J= 7.1 Hz, 3H), 3.86 (s, 3H), 4.20 (q, J= 7.1 Hz, 2H), 4.78 (q, J= 2.1 Hz, 2H), (m, 1H), 6.40 (d, J= 2.2 Hz, 1H), (m, 1H), (m, 1H), 7.84 (d, J= 8.7 Hz, 1H), (s, 1H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 14.21, 55.71, 60.73, 66.86, 99.06, , , , , , , , , ; IR (KBr): γ 3426, 3072, 2856, 1719, 1671, 1607, 1505, 1427, 1282, 1201, 1172, 1123, 1084, 1039, 957, 882, 811, 647 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 14 H 16 O 5 ) + requires m/z , found m/z (E)-Ethyl 4-(2-formyl-6-methoxyphenoxy)but-2-enoate (1e). 78% yield (Flash column chromatography eluent, petroleum ether / ethyl acetate= 40: 1 to petroleum ether / ethyl acetate / CH 2 Cl 2 = 30: 1: 1); white solid, mp: o C; 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 1.25 (t, J= 7.1 Hz, 3H), 3.84 (s, 3H), 4.15 (q, J= 7.1 Hz, 2H), 4.76 (q, J= 1.9 Hz, 2H), (m, 1H), (m, 1H), (m, 1H), (m, 1H), (s, 1H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 14.61, 56.49, 60.95, 72.89, , , , , , , , , , ; IR (KBr): γ 3434, 2986, 2904, 1711, 1660, 1586, 1482, 1433, 1305, 1270, 1178, 1073, 1044, 961, 922, 843, 786, 744 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 14 H 16 O 5 ) + requires m/z , found m/z (E)-Ethyl 4-(2-ethoxy-6-formylphenoxy)but-2-enoate (1f). 78% yield (Flash column chromatography eluent, petroleum ether / ethyl acetate = 70: 1 to 40: 1); white solid, mp: o C; 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): (m, 3H), (m, 3H), (m, 2H), (m, 2H), (m, 2H), (m, 2H), (m, 3H), (m, 1H), (s, 1H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 14.24, 14.82, 60.56, 64.75, 72.48, , , , , , , , , , ; IR (KBr): γ 3413, 2986, 2899, 1718, 1697, 1659, 1585, 1480, 1400, 1304, 1279, 1209, 1178, 1065, 958, 924, 869, 782, 746 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 15 H 18 O 5 ) + requires m/z , found m/z (E)-Ethyl 4-(2-fluoro-6-formylphenoxy)but-2-enoate (1g). 89% yield (Flash column chromatography eluent, petroleum ether / ethyl acetate= 70: 1 to 10: 1); white solid, mp: o C; 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 1.31 (t, J= 7.1 Hz, 3H), 4.20 (q, J= 7.1 Hz, 2H), (m, 2H), (m, 1H), (m, 1H), (m, 1H), (m, 1H), (s, 1H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 14.22, 60.71, (d, J= 7.4 Hz), , (d, J= S3

4 19.3 Hz), (d, J= 3.3 Hz), (d, J= 7.3 Hz), (d, J= 1.6 Hz), , (d, J= 10.7 Hz), (d, J= Hz), , (d, J= 3.3 Hz); IR (KBr): γ 3430, 2986, 2874, 1722, 1690, 1481, 1382, 1303, 1270, 1180, 1078, 1035, 960, 927, 791, 779, 735, 681 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 13 H 13 FO 4 ) + requires m/z , found m/z (E)-Methyl 4-(2-formylphenoxy)but-2-enoate (1h). 60% yield (Flash column chromatography eluent, petroleum ether / ethyl acetate = 10: 1 to petroleum ether / ethyl acetate / CH 2 Cl 2 =15: 1); white solid, mp: o C; 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 3.73 (s, 3H), (m, 2H), (m, 1H), 6.79 (d, J= 8.4 Hz, 1H), (m, 2H), (m, 1H), (m, 1H), (s, 1H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 52.19, 67.25, 98.77, , , , , , , , , , ; IR (KBr): γ 3426, 2951, 2861, 2766, 1719, 1683, 1599, 1494, 1442, 1390, 1312, 1239, 1165, 1108, 1017, 960, 849, 769, 739, 662, 612 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 12 H 12 O 4 ) + requires m/z , found m/z General Procedure for the organocatalytic enantioselectivity intramolecular [3+2] reaction. Aldehyde (0.24 mmol), amine (0. 20 mmol), 400mg 3Å MS and catalyst (0.02 mmol) were dissolved in toluene (1 ml), the reaction mixture was stirred at 25 o C for 72 hours. Then filtrate and added the saturated NaHCO 3 to the reaction mixture, extract with CH 2 Cl 2 (10 ml X 3), dry with anhydrous Na 2 SO 4 and rotary evaporate the solvent. The mixture was purified through flash column chromatography on a silica gel (eluent: petroleum ether: ethyl acetate) to give the pure products. (2S,3S,3aS,9bS)-3-Ethyl-2-methyl-2-phenyl-1,2,3,3a,4,9b-hexahydrochromeno[4,3-b]pyrrole-2,3-dicarboxylate (3a) mg (This template reaction was carried out at 0.1 mmol scale and flash column chromatography eluent, petroleum ether to petroleum ether / ethyl acetate = 15: 1), 94% yield; yellow solid; mp: o C; [ ] 20 D = o (c = 0.088, EtOAc); 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 1.35 (t, J= 7.2 Hz, 3H), (m, 1H), 3.21 (d, J= 11.6 Hz, 1H), 3.31 (s, 1H), 3.63 (s, 3H), 3.68 (bs, 1H), 4.07 (dd, J 1 = 10.2 Hz, J 2 = 11.6 Hz, 1H), (m, 2H), 4.50 (dd, J 1 = 4.2 Hz, J 2 = 10.1 Hz, 1H), (m, 1H), (m, 1H), (m, 1H), (m, 1H), (m, 2H), (m, 1H), (m, 2H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 14.20, 49.46, 53.18, 58.78, 60.74, 61.52, 68.99, 77.62, , , , , , , , , , , , ; IR (KBr): γ 3448, 3284, 2960, 17336, 1610, 1489, 1456, 1253, 1179, 1092, 1036, 989, 837, 756, 699 cm -1 ; HRMS (Micromass GCT-MS EI) S4

5 exact mass calcd for (C 22 H 23 NO 5 ) + requires m/z , found m/z ; Enantiomeric excess: 91%, determined by HPLC (Daicel Chirapak AD-H, hexane/ isopropanol = 90: 10, flow rate 1.0 ml/min): T R = 9.55 min (major), T R = min (minor). (2S,3S,3aS,9bS)-3-Ethyl-2-methyl-2-(2-chlorophenyl)-1,2,3,3a,4,9b-hexahydrochromeno[4,3-b] pyrrole-2,3-dicarboxylate (3b) mg (Flash column chromatography eluent, petroleum ether / ethyl acetate = 10: 1), 89% yield; [ ] 20 D = o (c = 1.070, EtOAc); 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 1.26 (t, J= 7.1 Hz, 3H), (m, 1H), 3.61 (d, J= 12.1 Hz, 1H), 3.64 (s, 3H), 3.74 (bs, 1H), (m, 3H), 4.53 (dd, J 1 = 4.2 Hz, J 2 = 10.0 Hz, 1H), 6.83 (dd, J 1 = 1.0 Hz, J 2 = 8.2 Hz, 1H); (m, 1H), (m, 2H), (m, 3H), (m, 1H), 7.99 (dd, J 1 = 1.8 Hz, J 2 = 7.8 Hz, 1H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 14.15, 46.10, 53.48, 55.01, 58.75, 61.50, 68.90, 76.33, , , , , , , , , , , , ; IR (KBr): γ 3448, 3287, 2929, 1739, 1609, 1458, 1330, 1266, 1176, 1038, 984, 848, 758, 747 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 22 H 22 ClNO 5 ) + requires m/z , found m/z ; Enantiomeric excess: 87%, determined by HPLC (Daicel Chirapak AD-H, hexane/ isopropanol = 90: 10, flow rate 1.0 ml/min): T R = min (major), T R = min (minor). (2S,3S,3aS,9bS)-3-Ethyl-2-methyl-2-(3-chlorophenyl)-1,2,3,3a,4,9b-hexahydrochromeno[4,3-b] pyrrole-2,3-dicarboxylate (3c) mg (Flash column chromatography eluent, petroleum ether / ethyl acetate = 15: 1), 86% yield; white solid, mp: o C; [ ] 20 D = o (c = 0.128, EtOAc); 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 1.36 (t, J= 7.1 Hz, 3H), (m, 1H), 3.14 (d, J= 11.7 Hz, 1H), 3.31 (d, J= 12.5 Hz, 1H), 3.60 (d, J= 11.7 Hz, 1H), 3.64 (s, 3H), 4.07 (dd, J 1 = 10.2 Hz, J 2 = 11.5 Hz, 1H), (m, 2H), 4.50 (dd, J 1 = 4.2 Hz, J 2 = 10.2 Hz, 1H), 6.83 (dd, J 1 = 0.8 Hz, J 2 = 8.2 Hz, 1H); (m, 1H), (m, 1H), (m, 2H), (m, 1H), (m, 1H), 7.99 (t, J= 1.6 Hz, 1H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 14.17, 49.27, 53.37, 58.88, 60.76, 61.66, 68.89, 77.21, , , , , , , , , , , , ; IR (KBr): γ 3296, 2986, 1739, 1597, 1570, 1488, 1458, 1432, 1371, 1250, 1207, 1181, 1036, 995, 833, 759, 698 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 22 H 22 ClNO 5 ) + requires m/z , found m/z ; Enantiomeric excess: 92%, determined by HPLC (Daicel Chirapak OD-H, hexane/ isopropanol = 85: 15, flow rate 1.0 ml/min): T R = 6.32 min (minor), T R = min (major). (2S,3S,3aS,9bS)-3-Ethyl-2-methyl-2-(4-chlorophenyl)-1,2,3,3a,4,9b-hexahydrochromeno[4,3-b] S5

6 pyrrole-2,3-dicarboxylate (3d) mg (Flash column chromatography eluent, petroleum ether / ethyl acetate = 15: 1), 80% yield; white solid, mp: o C; [ ] 20 D = o (c = 0.110, EtOAc); 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 1.34 (t, J= 7.1 Hz, 3H), (m, 1H), 3.12 (d, J= 11.6 Hz, 1H), 3.30 (d, J= 12.0 Hz, 1H), 3.59 (d, J= 11.6 Hz, 1H), 3.63 (s, 3H), 4.06 (dd, J 1 = 10.2 Hz, J 2 = 11.6 Hz, 1H), (m, 2H), 4.49 (dd, J 1 = 4.2 Hz, J 2 = 10.2 Hz, 1H), 6.83 (dd, J 1 = 0.8 Hz, J 2 = 8.2 Hz, 1H); (m, 1H), (m, 2H), (m, 1H), (m, 2H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 14.20, 49.42, 53.31, 58.87, 60.89, 61.64, 68.92, 77.19, , , , , , , , , , , , ; IR (KBr): γ 3448, 3309, 2926, 1729, 1611, 1492, 1455, 1332, 1254, 1176, 1089, 979, 838, 770 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 22 H 22 ClNO 5 ) + requires m/z , found m/z ; Enantiomeric excess: 90%, determined by HPLC (Daicel Chirapak OD-H, hexane/ isopropanol = 85: 15, flow rate 1.0 ml/min): T R = 6.69 min (minor), T R = 9.31 min (major). (2S,3S,3aS,9bS)-3-Ethyl-2-methyl-2-(2-fluorophenyl)-1,2,3,3a,4,9b-hexahydrochromeno[4,3-b] pyrrole-2,3-dicarboxylate (3e) mg (Flash column chromatography eluent, petroleum ether / ethyl acetate = 15: 1), 93% yield; [ ] 20 D = o (c = 0.990, EtOAc); 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 1.29 (t, J= 7.1 Hz, 3H), (m, 1H), 3.26 (dd, J 1 = 1.8 Hz, J 2 = 11.9 Hz, 1H), 3.44 (s, 1H), 3.69 (bs, 4H), (m, 3H), 4.54 (dd, J 1 = 4.2 Hz, J 2 = 10.2 Hz, 1H), 6.83 (dd, J 1 = 0.9 Hz, J 2 = 8.2 Hz, 1H), (m, 1H), (m, 3H); (m, 1H), (m, 1H), (m, 1H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 14.22, 48.39, 53.33, 58.38, 58.94, 61.28, 69.19, (d, J= 2.4 Hz), , (d, J= 22.8 Hz), , (d, J= 3.3 Hz), , , (d, J= 3.4 Hz), , (d, J= 8.6 Hz), (d, J= 11.3 Hz), , (d, J= Hz), , ; IR (KBr): γ 3443, 3289, 2929, 1741, 1579, 1479, 1460, 1334, 1303, 1262, 1173, 1033, 979, 823, 763, 747 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 22 H 22 FNO 5 ) + requires m/z , found m/z ; Enantiomeric excess: 94%, determined by HPLC (Daicel Chirapak OD-H, hexane/ isopropanol = 85: 15, flow rate 1.0 ml/min): T R = 7.82 min (minor), T R = min (major). (2S,3S,3aS,9bS)-3-Ethyl-2-methyl-2-(3-fluorophenyl)-1,2,3,3a,4,9b-hexahydrochromeno[4,3-b] pyrrole-2,3-dicarboxylate (3f) mg (Flash column chromatography eluent, petroleum ether / ethyl acetate = 15: 1), 82% yield; white solid, mp: o C; [ ] 20 D = o (c = 0.154, EtOAc); 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 1.36 (t, J= 7.2 Hz, 3H), (m, 1H), 3.15 (d, J= 11.6 Hz, 1H), 3.61 (d, J= 11.1 Hz, 1H), 3.64 (s, 3H), 4.07 (dd, J 1 = 10.2 Hz, J 2 = 11.6 Hz, 1H), S6

7 (m, 2H), 4.50 (dd, J 1 = 4.2 Hz, J 2 = 10.2 Hz, 1H), 6.83 (dd, J 1 = 0.9 Hz, J 2 = 8.2 Hz, 1H), (m, 1H), (m, 1H), (m, 1H); (m, 1H), (m, 1H), (m, 2H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 14.18, 49.33, 53.33, 58.87, 60.78, 61.65, 68.90, 77.27, (d, J= 1.4 Hz), , , , (d, J= 2.8 Hz), , , , (d, J= 8.0 Hz), (d, J= 7.0 Hz), , (d, J= Hz), , ; IR (KBr): γ 3296, 2951, 1740, 1609, 1591, 1491, 1454, 1250, 1202, 1169, 1036, 995, 831, 755, 688 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 22 H 22 FNO 5 ) + requires m/z , found m/z ; Enantiomeric excess: 90%, determined by HPLC (Daicel Chirapak OD-H, hexane/ isopropanol = 85: 15, flow rate 1.0 ml/min): T R = 6.13 min (minor), T R = 9.92 min (major). (2S,3S,3aS,9bS)-3-Ethyl-2-methyl-2-(4-fluorophenyl)-1,2,3,3a,4,9b-hexahydrochromeno[4,3-b] pyrrole-2,3-dicarboxylate (3g). 67 mg (Flash column chromatography eluent, petroleum ether / ethyl acetate = 15: 1), 84% yield; white solid, mp: o C; [ ] 20 D = o (c = 0.134, EtOAc); 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 1.35 (t, J= 7.1 Hz, 3H), (m, 1H), 3.14 (d, J= 11.6 Hz, 1H), 3.31 (d, J= 11.4 Hz, 1H), 3.59 (bs, 1H), 3.63 (s, 3H), 4.07 (dd, J 1 = 10.2 Hz, J 2 = 11.6 Hz, 1H), (m, 2H), 4.49 (dd, J 1 = 4.2 Hz, J 2 = 10.1 Hz, 1H), 6.83 (dd, J 1 = 0.8 Hz, J 2 = 8.2 Hz, 1H); (m, 1H), (m, 2H), (m, 1H), (m, 2H), (m, 2H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 14.19, 49.48, 53.24, 58.81, 60.99, 61.60, 68.93, 77.17, (d, J= 21.3 Hz), , , , , , (d, J= 8.0 Hz), (d, J= 3.0 Hz), , (d, J= Hz), , ; IR (KBr): γ 3438, 3277, 2921, 1735, 1610, 1509, 1489, 1461, 1255, 1088, 1038, 994, 848, 815, 758 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 22 H 22 FNO 5 ) + requires m/z , found m/z ; Enantiomeric excess: 91%, determined by HPLC (Daicel Chirapak OD-H, hexane/ isopropanol = 85: 15, flow rate 1.0 ml/min): T R = 6.18 min (minor), T R = min (major). (2S,3S,3aS,9bS)-3-Ethyl-2-methyl-2-(4-methoxyphenyl)-1,2,3,3a,4,9b-hexahydrochromeno[4,3 -b]pyrrole-2,3-dicarboxylate (3h) mg (Flash column chromatography eluent, petroleum ether / ethyl acetate = 15: 1), 65% yield; colorless oil; [ ] 20 D = o (c = 0.800, EtOAc); 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 1.34 (t, J= 7.2 Hz, 3H), (m, 1H), 3.16 (d, J= 11.6 Hz, 1H), 3.62 (s, 1H), 3.67 (bs, 1H), 3.81 (s, 3H), 4.07 (dd, J 1 = 10.2 Hz, J 2 = 11.6 Hz, 1H), (m, 2H), 4.49 (dd, J 1 = 4.2 Hz, J 2 = 10.1 Hz, 1H), 6.83 (dd, J 1 = 0.9 Hz, J 2 = 8.2 Hz, 1H), (m, 3H), (m, 1H), (m, 1H); (m, 2H); 13 C NMR (CDCl 3, 101 MHz) δ S7

8 (ppm): 14.21, 49.52, 53.12, 55.27, 58.74, 60.85, 61.47, 69.01, 77.34, , , , , , , , , , , , ; IR (KBr): γ 3451, 3272, 2926, 1738, 1611, 1579, 1510, 1486, 1460, 1246, 1180, 1025, 991, 846, 756 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 23 H 25 NO 6 ) + requires m/z , found m/z ; Enantiomeric excess: 81%, determined by HPLC (Daicel Chirapak OD-H, hexane/ isopropanol = 70: 30, flow rate 1.0 ml/min): T R = 7.36 min (minor), T R = min (major). (2S,3S,3aS,9bS)-3-Ethyl-2-methyl-8-chloro-2-phenyl-1,2,3,3a,4,9b-hexahydrochromeno[4,3-b] pyrrole-2,3-dicarboxylate (5a) mg (Flash column chromatography eluent, petroleum ether / ethyl acetate = 4: 1), 60% yield; colorless oil; [ ] 20 D = o (c = 0.094, EtOAc); 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 1.35 (t, J= 7.1 Hz, 3H), (m, 1H), 3.20 (d, J= 11.6 Hz, 1H), 3.28 (d, J= 8.7 Hz, 1H), 3.59 (d, J= 7.9 Hz, 1H), 3.63 (s, 3H), 4.04 (dd, J 1 = 10.2 Hz, J 2 = 11.6 Hz, 1H), (m, 2H), 4.49 (dd, J 1 = 4.3 Hz, J 2 = 10.2 Hz, 1H), 6.75 (d, J= 8.7 Hz, 1H), (m, 1H), (m, 1H), (m, 2H), 7.47 (dd, J 1 = 1.1 Hz, J 2 = 2.6 Hz, 1H), (m, 2H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 14.20, 49.07, 53.25, 58.48, 60.54, 61.60, 69.07, 77.54, , , , , , , , , , , , ; IR (KBr): γ 3292, 2981, 1738, 1600, 1483, 1432, 1373, 1255, 1205, 1182, 1101, 1035, 991, 817, 745, 701 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 22 H 22 ClNO 5 ) + requires m/z , found m/z ; Enantiomeric excess: 53%, determined by HPLC (Daicel Chirapak IA-H, hexane/ isopropanol = 95: 5, flow rate 1.0 ml/min): T R = min (minor), T R = min (major). (2S,3S,3aS,9bS)-3-Ethyl-2-methyl-8-methoxy-2-phenyl-1,2,3,3a,4,9b-hexahydrochromeno[4,3- b]pyrrole-2,3-dicarboxylate (5b) mg (Flash column chromatography eluent, petroleum ether / ethyl acetate = 15: 1), 56% yield; colorless oil; [ ] 20 D = o (c = 0.626, EtOAc); 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 1.35 (t, J= 7.2 Hz, 3H), (m, 1H), 3.20 (d, J= 11.6 Hz, 1H), 3.30 (s, 1H), 3.63 (bs, 4H), 3.81 (s, 3H), 4.01 (dd, J 1 = 10.2 Hz, J 2 = 11.6 Hz, 1H), (m, 2H), 4.45 (dd, J 1 = 4.2 Hz, J 2 = 10.1 Hz, 1H), (m, 2H), (m, 1H), (m, 1H), (m, 2H); (m, 2H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 14.20, 49.62, 53.19, 55.90, 58.99, 60.75, 61.51, 68.65, 77.56, , , , , , , , , , , , ; IR (KBr): γ 3296, 2956, 1732, 1601, 1492, 1432, 1370, 1256, 1203, 1036, 997, 861, 817, 737, 699 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 23 H 25 NO 6 ) + requires m/z , found m/z ; Enantiomeric excess: 68%, S8

9 determined by HPLC (Daicel Chirapak AD-H, hexane/ isopropanol = 90: 10, flow rate 1.0 ml/min): T R = min (minor), T R = min (major). (2S,3S,3aS,9bS)-3-Ethyl-2-methyl-7-methoxy-2-phenyl-1,2,3,3a,4,9b-hexahydrochromeno[4,3- b]pyrrole-2,3-dicarboxylate (5c) mg (Flash column chromatography eluent, petroleum ether / ethyl acetate = 10: 1), 42% yield; colorless oil; [ ] 20 D = o (c = 0.444, EtOAc); 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 1.35 (t, J= 7.1 Hz, 3H), (m, 1H), 3.19 (d, J= 11.6 Hz, 1H), 3.24 (s, 1H), 3.57 (d, J= 11.7 Hz, 1H), 3.62 (s, 3H), 3.76 (s, 3H), 4.04 (dd, J 1 = 10.2 Hz, J 2 = 11.6 Hz, 1H), (m, 2H), 4.48 (dd, J 1 = 4.2 Hz, J 2 = 10.1 Hz, 1H), 6.41 (d, J= 2.4 Hz, 1H), 6.51 (dd, J 1 = 2.5 Hz, J 2 = 8.4 Hz, 1H), (m, 1H), (m, 3H); (m, 2H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 14.20, 49.92, 53.16, 55.34, 58.48, 60.62, 61.49, 69.08, 77.69, , , , , , , , , , , , ; IR (KBr): γ 3296, 2956, 1738, 1622, 1579, 1508, 1443, 1373, 1322, 1257, 1159, 1036, 856, 793, 699, 635 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 23 H 25 NO 6 ) + requires m/z , found m/z ; Enantiomeric excess: 90%, determined by HPLC (Daicel Chirapak OD-H, hexane/ isopropanol = 95: 5, flow rate 1.0 ml/min): T R = min (major), T R = min (minor). (2S,3S,3aS,9bS)-3-Ethyl-2-methyl-6-methoxy-2-phenyl-1,2,3,3a,4,9b-hexahydrochromeno[4,3- b]pyrrole-2,3-dicarboxylate (5d). 44 mg (Flash column chromatography eluent, petroleum ether / ethyl acetate = 8: 1), 54% yield; colorless oil; [ ] 20 D = o (c = 0.558, EtOAc); 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 1.34 (t, J= 7.1 Hz, 3H), (m, 1H), 3.21 (d, J= 11.6 Hz, 1H), 3.30 (s, 1H), 3.62 (s, 3H), 3.69 (d, J= 19.8 Hz, 1H), 3.87 (s, 3H), 4.13 (dd, J 1 = 10.2 Hz, J 2 = 16.7 Hz, 1H), (m, 2H), 4.64 (dd, J 1 = 4.2 Hz, J 2 = 10.1 Hz, 1H), (m, 1H), (m, 1H), (m, 2H), (m, 1H); (m, 2H), (m, 2H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 14.18, 49.23, 53.17, 55.93, 58.66, 60.80, 61.52, 69.49, 77.53, , , , , , , , , , , , ; IR (KBr): γ 3430, 3292, 2929, 1738, 1581, 1486, 1460, 1254, 1208, 1179, 1085, 1070, 1023, 993, 853, 740, 701 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 23 H 25 NO 6 ) + requires m/z , found m/z ; Enantiomeric excess: 70%, determined by HPLC (Daicel Chirapak AD-H, hexane/ isopropanol = 97: 3, flow rate 1.0 ml/min): T R = min (major), T R = min (minor). (2S,3S,3aS,9bS)-3-Ethyl-2-methyl-6-ethoxy-2-phenyl-1,2,3,3a,4,9b-hexahydrochromeno[4,3-b] S9

10 pyrrole-2,3-dicarboxylate (5e) mg (Flash column chromatography eluent, petroleum ether / ethyl acetate = 10: 1), 76% yield; colorless oil; [ ] 20 D = o (c = 0.088, EtOAc); 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 1.34 (t, J= 7.1 Hz, 3H), 1.45 (t, J= 7.0 Hz, 3H), (m, 1H), 3.21 (d, J= 11.6 Hz, 1H), 3.30 (s, 1H), 3.62 (s, 3H), 3.66 (bs, 1H), (m, 3H), (m, 2H), 4.64 (dd, J 1 = 4.2 Hz, J 2 = 10.1 Hz, 1H), (m, 2H), (m, 1H), (m, 1H), (m, 2H), (m, 2H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 14.20, 14.82, 49.25, 53.16, 58.77, 60.84, 61.51, 64.33, 69.44, 77.56, , , , , , , , , , , , ; IR (KBr): γ 3434, 3292, 2977, 1739, 1716, 1579, 1457, 1335, 1250, 1183, 1087, 1063, 984, 850, 754, 725, 702 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 24 H 27 NO 6 ) + requires m/z , found m/z ; Enantiomeric excess: 78%, determined by HPLC (Daicel Chirapak AD-H, hexane/ isopropanol = 90: 10, flow rate 1.0 ml/min): T R = min (major), T R = min (minor). (2S,3S,3aS,9bS)-3-Ethyl-2-methyl-6-fluoro-2-phenyl-1,2,3,3a,4,9b-hexahydrochromeno[4,3-b] pyrrole-2,3-dicarboxylate (5f) mg (Flash column chromatography eluent, petroleum ether / ethyl acetate = 10: 1), 63% yield; white solid; mp: o C; [ ] 20 D = o (c = 0.114, EtOAc); 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): 1.35 (t, J= 7.1 Hz, 3H), (m, 1H), 3.23 (d, J= 11.6 Hz, 1H), 3.32 (s, 1H), 3.63 (s, 3H), 3.68 (bs, 1H), 4.12 (dd, J 1 = 10.2 Hz, J 2 = 11.7 Hz, 1H), (m, 2H), 4.62 (dd, J 1 = 4.3 Hz, J 2 = 10.2 Hz, 1H), (m, 1H), (m, 1H), (m, 1H), (m, 1H); (m, 2H), (m, 2H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 14.19, 49.11, 53.24, (d, J= 3.1 Hz), 60.59, 61.62, 69.53, 77.45, (d, J= 18.1 Hz), , (d, J= 3.3 Hz), (d, J= 1.6 Hz), , , , (d, J= 10.2 Hz), , (d, J= Hz), , ; IR (KBr): γ 3305, 2956, 2844, 1737, 1579, 1480, 1468, 1430, 1382, 1334, 1274, 1255, 1172, 1068, 983, 848, 785, 739, 698 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 22 H 22 FNO 5 ) + requires m/z , found m/z ; Enantiomeric excess: 68%, determined by HPLC (Daicel Chirapak OD-H, hexane/ isopropanol = 95: 5, flow rate 1.0 ml/min): T R = 8.97 min (minor), T R = min (major). (2S,3S,3aS,9bS)-Dimethyl-2-phenyl-1,2,3,3a,4,9b-hexahydrochromeno[4,3-b]pyrrole-2,3-dicar boxylate (5g). 46 mg (Flash column chromatography eluent, petroleum ether / ethyl acetate = 10: 1), 84% yield; white solid; mp: o C; [ ] 20 D = o (c = 0.108, EtOAc); 1 H-NMR (CDCl 3, 400 MHz) δ (ppm): (m, 1H), 3.23 (d, J= 11.6 Hz, 1H), 3.32 (s, 1H), 3.63 (s, 3H), 3.68 (bs, 1H), 3.80 (s, 3H), 4.05 (dd, J 1 = 10.2 Hz, J 2 = 11.6 Hz, 1H), 4.49 (dd, J 1 = 4.2 Hz, J 2 = 10.1 Hz, 1H), S10

11 (m, 1H), (m, 1H), (m, 1H), (m, 1H), (m, 2H), (m, 1H), (m, 2H); 13 C NMR (CDCl 3, 101 MHz) δ (ppm): 49.46, 52.52, 53.28, 58.79, 60.55, 68.90, 77.78, , , , , , , , , , , , ; IR (KBr): γ 3460, 3279, 2956, 1735, 1611, 1581, 1490, 1455, 1432, 1254, 1182, 1036, 989, 843, 761, 701 cm -1 ; HRMS (Micromass GCT-MS EI) exact mass calcd for (C 21 H 21 NO 5 ) + requires m/z , found m/z ; Enantiomeric excess: 74%, determined by HPLC (Daicel Chirapak AD-H, hexane/ isopropanol = 90: 10, flow rate 1.0 ml/min): T R = 9.89 min (major), T R = min (minor). References: 1. (a) Chen, X. H.; Wei, Q.; Luo, S. W.; Xiao, H.; Gong, L. Z. J. Am. Chem. Soc. 2009, 131, Other group had also been reported this catalyst, see: (b) Storer, R. I.; Carrera, D. E.; Ni, Y.; MacMillan, D.W. C. J. Am. Chem. Soc. 2006, 128, 84. (c) Reuping, M.; Sugiono, E.; Azap, C.; Theissmann, T.; Bolte, M. Org. Lett. 2005, 7, (d) Hoffman, S.; Seayad, A. M.; List, B. Angew. Chem.Int. Ed. 2005, 44, S11

12 X-ray single crystal data for 3d : O HN COOCH 2 CH 3 COOCH 3 3d Cl X-ray crystal structure of 3d with ellipsoids set at 45% probability. Hydrogen atoms are omitted for clarity. Chemical formula C22 H22 Cl N O5 Formula weight Space group P 21 Z 2 a Å (10) b, Å (13) c, Å (17) V, Å (2) T, K 291,g/cm CCDC number: S12

13 Selected NMR and HPLC spectra S13

14 S14

15 S15

16 S16

17 S17

18 S18

19 S19

20 S20

21 S21

22 S22

23 S23

24 S24

25 S25

26 S26

27 S27

28 S28

29 S29

30 S30

31 S31

32 S32

33 S33

34 S34

35 O HN COOEt COOMe S35

36 O HN COOEt COOMe F S36

37 O HN COOEt COOMe Cl S37

38 O HN COOEt COOMe Cl S38

39 O HN COOEt COOMe F S39

40 O HN COOEt COOMe F S40

41 MeO O HN COOEt COOMe S41

42 OMe O HN COOEt COOMe S42

43 OEt O HN COOEt COOMe S43

44 O HN COOEt COOMe OMe S44

45 O HN COOMe COOMe S45

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